75 questions
FINRA lists the SIE as a 75-question multiple-choice exam.
Free SIE practice test
The SIE tests beginner securities knowledge across products, markets, trading, accounts, and regulation. This free practice path helps you find weak areas before you move into heavier paid prep.
Exam facts
FINRA lists the SIE as a 75-question multiple-choice exam.
The exam duration is 1 hour and 45 minutes, so pacing practice matters.
FINRA lists a passing score of 70. Use practice scores as directional study feedback, not official results.
Topic areas
Review issuers, market participants, economic factors, and how securities markets fit together.
Drill equities, debt, funds, options basics, product risks, return, liquidity, and suitability language.
Practice order types, customer accounts, settlement, confirmations, and prohibited account activity.
Check rules around registered persons, communications, conduct, and what SIE credit does and does not permit.
Source checked May 24, 2026 against FINRA's SIE exam page. Free Exam Prep Hub is independent and unofficial.